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Even the Smartest VCs Sometimes Get it Wrong – Bill Gurley and Regulated Markets

Steve Blank

startups might run into an alphabet soup of federal regulatory agencies, for example: ATF , CFPB , DEA , DoD , EPA , FAA , FCC , FDA , FDIC , FERC , FTC , OCC , OSHA , SEC. Their lobbyists also work through regulatory bodies like the FCC , SEC , FTC , Public Utility, Taxi, or Insurance Commissions, School Boards, etc. In the U.S.

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10 Realities Today Cause Startups To Bypass An IPO

Startup Professionals Musings

In addition, huge amounts of executive time are required, as well as hits to key operational, accounting, and communication processes. Startups are typically run by a couple of executives who are reluctant to disclose via the prospectus and SEC reports all the decision-making criteria, operational financial details, and compensation formulas.

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7 Costs To Consider Before Taking Your Startup Public

Startup Professionals Musings

In addition, officers may face liability for misrepresentations or speaking out in public and SEC reports. Public company executives are at civil and even criminal risk for false or misleading statements in the registration statement. Executives shoulder new risks for insider trading and employment practices.

Cost 319
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10 Negatives That Still Make Going Public A High Risk

Startup Professionals Musings

In addition, huge amounts of executive time are required, as well as hits to key operational, accounting, and communication processes. Startups are typically run by a couple of executives who are reluctant to disclose via the prospectus and SEC reports all the decision-making criteria, operational financial details, and compensation formulas.

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After Raising $6.7M For Startups And Winning SEC Approval, AngelList Opens Up Investment Platform To More Companies

techcrunch.com

For Startups And Winning SEC Approval, AngelList Opens Up Investment Platform To More Companies. And just a few weeks ago, the SEC gave the investment platform the greenlight under its regulations. Digital Cameras. Headphones. CrunchBase. Hot topics. Disrupt NY. After Raising $6.7M View Staff Page. Crunchboard.

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SEC Enforcement

thebarefootvc

As we near the end of 2018, “the year of regulation”, it is fitting that the SEC has made moves in the past couple of weeks providing more action and clarity around its digital assets enforcement strategy. The SEC charged the founder with operating an unregistered exchange, its first action against a DEX.

SEC 40
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SEC Enforcement

thebarefootvc

As we near the end of 2018, “the year of regulation”, it is fitting that the SEC has made moves in the past couple of weeks providing more action and clarity around its digital assets enforcement strategy. The SEC charged the founder with operating an unregistered exchange, its first action against a DEX.

SEC 40