Startup Professionals Musings

AUGUST 21, 2021

That requires work and risk to comply with reporting requirements of the SEC, including the additional accounting and reporting processes. This involves working with outside business advisors, doing your due diligence internally, and creatively integrating outside processes. Bring in an experienced Board and world-class leaders.

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Merger Due Diligence SEC IPO 379

Women Entrepreneurs Can

NOVEMBER 27, 2023

Conducting Due Diligence Conducting due diligence in private equity law is crucial to any investment and can reveal potential compliance issues that are not easily spotted. However, with the high stakes and tight timeframes of many PE transactions, completing a due diligence process is often tricky.

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Private Equity Equity Due Diligence Securities and Exchange Commission 52

Kodorra

JANUARY 4, 2019

But then, the exchange would perform the necessary due diligence that will protect its existing customers (who passed all KYC/AML process) who will be the targeted investors. Choosing (or being chosen) by an exchange to conduct an IEO is more difficult compared to ICO, let alone the fees that the exchange might charge upfront.

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Securities and Exchange Commission Technical Review Lock-up Period Accredited Investor 40

Up and Running

NOVEMBER 12, 2014

Additionally, a fundraising business offering and selling securities must comply with the regulations of the SEC, the federal government’s securities watchdog. The SEC’s proposed equity crowdfunding rules regulate, in part: Your business (the securities issuer). Certain SEC disciplinary, and cease-and-desist orders.

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Equity SEC Technical Review Security 125

David Teten

FEBRUARY 26, 2012

HBSANY members are required to be accredited investors (per SEC regulations) and are expected to agree to the terms of the HBSANY Membership Agreement. Please note that all angels, members of HBS Angels or not, are responsible for their own due diligence. presenting companies.

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Technical Review New York Accredited Investor IP 128

Startup Professionals Musings

SEPTEMBER 22, 2013

So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firm is registered with FINRA and files regular reports with the SEC. How do they get paid? By commission?

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Securities and Exchange Commission Offshore SEC Iran 240

Berkonomics

AUGUST 20, 2020

During the due diligence period, before the signing of the definitive documents and establishing the closing date, it is not wise to make a general announcement, and certainly not wise to make a press release. When to make an internal announcement. Let’s back up to the headline. “A What can kill the deal after the LOI is signed?

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Due Diligence Intellectual Property SEC Lean 71

Startup Professionals Musings

JANUARY 30, 2011

So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firm is registered with FINRA and files regular reports with the SEC. How do you get paid? By commission?

Securities and Exchange Commission 232

Securities and Exchange Commission Offshore SEC Iran 232

This is going to be BIG.

OCTOBER 5, 2012

Thanks to the SEC, you don't know who's actually fundraising, what kind of performance they have, and you'll never get reached by their marketing. Your team does a good job hustling around to find good teams, but the reality is that your dealflow is more dependent on your network than it is any kind of objective criteria.

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LP Venture Capital Technical Review Nebraska 97

Gust

NOVEMBER 29, 2011

But, in the US, only wealthy accredited investors * have been allowed by the Securities and Exchange Commission (SEC) to invest in entrepreneurs and their startup companies (without extensive disclosure of the business plan and risks inherent to such new ventures). This is a rather controversial change in the SEC regulations.

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Securities and Exchange Commission Accredited Investor Angel Investor Due Diligence 154

Startup Professionals Musings

JANUARY 29, 2010

So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firms has to file regular reports with the SEC. How do you get paid? By commission? Amount of assets you manage?

Securities and Exchange Commission 176

Securities and Exchange Commission Offshore SEC Iran 176

Berkonomics

SEPTEMBER 26, 2013

During the due diligence period, before the signing of the definitive documents and establishing the closing date, it is not wise to make a general announcement, and certainly not wise to make a press release. [ Email readers, continue here.] Let’s back up to the headline. “A

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Due Diligence Liquidity Event Intellectual Property SEC 85

David Teten

SEPTEMBER 2, 2017

So I would start by sharing with the fund an institutional LP due diligence checklist , and ask them to share their data room with you. Also see Preqin’s Key Due Diligence Considerations for Private Equity Investors. . VC and private equity are very illiquid on both the investing and the personnel side.

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Private Equity Venture Capital Equity Partner 60

Business Plan Blog

JANUARY 2, 2014

In September of this year, the SEC voted to overturn the ban on “general solicitation” that made it illegal for companies to publicly advertise that they are raising capital. First and foremost, the screening and due diligence needed to decide which startups warrant investment is best suited for the professionals.

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Angel Groups Accredited Investor Angel Investor Due Diligence 51

Seeing Both Sides

DECEMBER 3, 2009

  We do our best to conduct due diligence on the team, market, strategy, technology, but at the end of the day many of these investment decisions get made in short periods of time (30-60 days) with incomplete information, particularly when a deal is competitive.   In truth, our industry is built on a trust model.

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Technical Review Due Diligence Silicon Valley SEC 31

Scott Edward Walker

FEBRUARY 1, 2014

Mistake #5 : not doing your due diligence on potential investors (at 38:36). Crowdfunding exception to “accredited investor” – SEC rules not promulgated yet. Mistake #5: Not Doing Your Due Diligence on Potential Investors. Mistake #2 : not buttoning-down IP ownership issues (at 10:20).

Software Review 111

Software Review Delaware Accredited Investor Due Diligence 111

Scott Edward Walker

FEBRUARY 1, 2014

issues to address include: How have they treated their other portfolio companies? (i) i) Rule 506 preempts State law, which means all you have to do is file a Form D and pay a filing fee; and (ii) no disclosure requirement/PPM Possible to sell to “friends and family” (e.g.,

Software Review 111

Software Review Delaware Accredited Investor Due Diligence 111

Rob Go

JUNE 24, 2011

The entrepreneur could have done a hundred crazy things as a founder over the last two years, and I’d have no clue unless I do due diligence or have been tracking her for a while. . “Hold on a sec” I said “Let’s just be clear – we took a shot on goal earlier and it didn’t quite work out, right?

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Due Diligence SEC Cofounder Portfolio 42

Transformify

MARCH 22, 2023

Consequently, it is crucial for cryptocurrency investors to exercise caution and do their due diligence before making conclusions about their investments based only on social media reactions. Authorities and decision-makers are beginning to take notice of how social media is affecting cryptocurrency markets.

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Social Media Securities and Exchange Commission Media Software Review 52

Gust

JANUARY 5, 2012

But, this SEC limit has created some problems for these high-tech phenoms, both in raising additional capital and in private sales through secondary markets in which early investors resell shares to a large number of smaller US buyers. Raising $1000 each from 1000 investors would surely seem to violate current SEC regulations.

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SEC Angel Groups Technical Review Private Equity 131

Small Business Force

JUNE 29, 2013

Success is not gauged by how many meetings you have with them, but by the depth of their questions and due diligence. Still, many entrepreneurs misread a couple of good meetings and begin acting as if the money is already committed, calling off other investor meetings and planning for spending the capital.

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Hockey Stick Due Diligence Finder SEC 37

infochachkie.com

SEPTEMBER 24, 2011

Unable to confirm if my proposed approach was correct, he indicated that he would have to check with his SEC group and that ‘someone’ would get back to me. Someone’ never called and I fired the prestigious and inept firm shortly thereafter.

Equity 40

Equity Silicon Valley Cofounder Technical Review 40

www.paulgraham.com

APRIL 28, 2010

The SEC defines an "accredited investor" as someone with over amillion dollars in liquid assets or an income of over $200,000 ayear. By accepting the term sheet, the startup agrees to turnaway other VCs for some set amount of time while this firm does the"due diligence" required for the deal.

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Technical Review Startup Software Review Angel Investor 76

VC Adventure

MAY 21, 2014

A smaller group performs due diligence on each deal before they invest and makes a deal by deal decision whether or not to participate. 506(b) vs 506(c): These refer to two of the SEC rules that regulate “crowdfunding” financing. The Timing: FG Angels Syndicate investments go FAST.

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Syndicate Syndication Technical Review Due Diligence 93

David Teten

FEBRUARY 3, 2014

It might appear that origination is becoming much easier because of new tools like AngelList and the SEC moving toward adoption of rules that will allow equity based crowdfunding. Detailed due diligence. However, as a VC, we have the opposite problem: how do we find companies in which to invest? Profiled initially. 10,000 [v].

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Private Equity Venture Capital Technical Review Equity 114

Entrepreneurs-Journey.com by Yaro Starak

JUNE 19, 2010

If something caught my eye, I’d immediately send a message to them, or do a little due diligence to see what the website was about. The problem with acting quickly is you also have to do your due diligence to make sure you’re not buying a lemon, so there’s a real fine balance there and an element of risk.

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Technical Review Software Review Prospectus Audience 76

abovethecrowd.com

APRIL 20, 2016

They use the reputation of the other investors as a proxy for due diligence. SEC Visits Silicon Valley. A few weeks ago, on March 31, 2016, the Chair of the SEC made a trip to Silicon Valley and gave a speech at an event at Stanford Law School. There are multiple problems with this short cut. Caveat emptor.

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IPO Term Sheet Silicon Valley Valuation 40

VC Adventure

MAY 21, 2014

A smaller group performs due diligence on each deal before they invest and makes a deal by deal decision whether or not to participate. 506(b) vs 506(c): These refer to two of the SEC rules that regulate “crowdfunding” financing. The Timing: FG Angels Syndicate investments go FAST.

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Syndicate Syndication Technical Review Due Diligence 48

www.vccafe.com

MARCH 11, 2013

Due Diligence. DoubleVerify. Dr Eli Oppper. Dr Miki Tamir. Draper University. DreamIt Ventures. Dreamstake. DroidSecurity. Dror Ceder. Dror Nahumi. dror sofer. Dune Networks. Dyslexic Entrepreneurs. e-commerce. EarlySense. ebiz mobility. Satrup Factory. saul klein. save an alien. Scale Venture Partners. SCPVitalife. Screennovate.

Software Review 53

Software Review Technical Review Startup 53