Up and Running

NOVEMBER 26, 2018

securities and exchange regulations to individuals meeting some minimum wealth requirements, called “accredited investors” in the legal wording. Some would say that home equity is the greatest source of small business financing. Most businesses are financed by home equity or savings as they start— bootstrapping.

SBA 161

SBA Venture Capital Angel Investor Technical Review 161

Scott Edward Walker

AUGUST 30, 2020

This past Wednesday, the Securities and Exchange Commission (SEC) adopted amendments expanding the definition of “accredited investor” to include individuals who hold certain professional certifications/licenses or have certain “credentials,” as determined by the SEC.

Accredited Investor 52

Accredited Investor SEC Securities and Exchange Commission Private Placement 52

Berkonomics

MAY 22, 2014

The sale of equity in private companies is regulated by the Securities Act of 1933, which requires that the company either register with the SEC or meet one of several exemptions (Regulation D). A Private Placement Memorandum (PPM) is a special business plan defined to meet an SEC exemption.

Early Stage 79

Early Stage Accredited Investor SEC Private Placement 79

Scott Edward Walker

MAY 15, 2012

The second approach is the most investor-friendly, and it is a provision that permits the noteholders to convert the notes into equity (or otherwise grants them a certain percentage of the sale proceeds), based on an agreed-upon valuation of the startup. Yes, a convertible note is a “security” under federal and state securities laws.

Finance 64

Finance Founder Accredited Investor Preferred Stock 64