Finance Management Reputation Securities and Exchange Commission 
Startup Professionals Musings
APRIL 23, 2023
Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Watch out if someone has a complex plan involving offshore bank financing or gemstones or oil leases in Iran to make you rich. By commission? Amount of assets managed? Any mention of “offshore.” How do they get paid?
Startup Professionals Musings
JULY 29, 2020
Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Watch out if someone has a complex plan involving offshore bank financing or gemstones or oil leases in Iran to make you rich. By commission? Amount of assets managed? Any mention of “offshore.” How do they get paid?
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Startup Professionals Musings
SEPTEMBER 22, 2013
Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Watch out if someone has a complex plan involving offshore bank financing or gemstones or oil leases in Iran to make you rich. By commission? Amount of assets managed? Any mention of “offshore.” How do they get paid?
Startup Professionals Musings
JANUARY 30, 2011
Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Watch out if someone has a complex plan involving offshore bank financing or gemstones or oil leases in Iran to make you rich. By commission? Amount of assets you manage? Any mention of “offshore.” How do you get paid?
The Startup Magazine
OCTOBER 14, 2020
Forensic accounting entails examining the finances of an individual or business. Specialists in the field ensure finances are in order and secure. What follows are the scandals uncovered or managed through forensic accounting. The Securities and Exchange Commission led the forensic investigation.
Startup Professionals Musings
JANUARY 29, 2010
Every reputable investment firms has to file regular reports with the SEC. Watch out if someone has a complex plan involving offshore bank financing or gemstones or oil leases in Iran to make you rich. By commission? Amount of assets you manage? Here are some common sense tips: Get financial statements and verify.
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