The Rise of the Secondary Market for Emerging Growth Equities– Necessary But Insufficient
Pascal's View
MAY 13, 2011
This enabled consolidation among the brokerage houses and banks, which led to the loss of multiple distribution channels for securities and reduced the ability for small players to survive. 2003: Spitzer’s Global Research Analyst Settlement, which had the unintended effect of depriving small companies from getting research coverage.
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