SiliconHills

NOVEMBER 2, 2015

Securities and Exchange Commission approved new crowdfunding rules last Friday allowing companies to raise money from anyone. The new rules allow companies to offer up to $1 million a year in securities through online equity-based crowdfunding portals.

SEC 48

SEC Securities and Exchange Commission Equity Accredited Investor 48

Feld Thoughts

JULY 16, 2013

A number of the provisions have been slow to get written into law and the SEC has missed their deadlines on a bunch of stuff, including the often talked about equity crowdfunding activity. Recently, the SEC weighed in on a number of the things they were required to with much fanfare. So much for deregulation!”

SEC 152

SEC Equity Email Security 152

The Startup Magazine

JUNE 26, 2020

Some of these potential issues can include: profit sharing, equity splits, decision-making, and division of responsibilities. Data security and compromised data storage have been hot topics in the business world and amount concerned customers. SEC Regulations. to resolve future conflicts. amongst others. Protecting Your Ideas.

Intellectual Property 150

Intellectual Property Startup SEC Stock Options 150

Gust

NOVEMBER 8, 2012

Arising in a mostly unregulated business sector, even large players weren’t forced to come to the table in Washington until relatively recently, in sharp contrast to industries like securities, insurance or pharmaceuticals. Securities Regulation. misses an opportunity.

Silicon Valley 187

Silicon Valley San Francisco Intellectual Property Accredited Investor 187

Business Plan Blog

OCTOBER 25, 2013

SEC Crowdfunding Proposal. In September of this year, the SEC voted to overturn the ban on “general solicitation” that made it illegal for companies to publicly advertise that they are raising capital. Crowdfunding Proposed Rules.

SEC 76

SEC Accredited Investor .Net Framework 76

Haystack

DECEMBER 29, 2018

Public investors, cross-over investors, and even traditional private equity firms have taken notice, further blurring the lines of what constitutes true venture capital. companies, more sensitivity around technology IP and security. Hundreds of new micro funds somehow keep getting into the market. 3/ Crypto Hibernation.

Technical Review 165

Technical Review Venture Capital Russia China 165

Growthink Blog

FEBRUARY 21, 2013

The JOBS Act makes equity-based crowdfunding much easier The JOBS Act makes it possible to raise funds from investors and donors through certain crowdfunding sites in exchange for equity in your company. As mentioned above, equity based crowdfunding was supposed to go live on January 1st 2013. more on this below).

Equity 74

Equity Securities and Exchange Commission SEC Accredited Investor 74

Growthink Blog

MARCH 19, 2012

Letting small companies sell equity stakes online would be a huge boost to those firms—like angel investing on steroids. Broadening the Base Currently, equity-based crowd funding falls under strict Securities and Exchange Commission rules governing angel investing. This may take many years, or never happen at all.

Equity 88

Equity Securities and Exchange Commission Private Equity SEC 88

Venture Chronicles

NOVEMBER 22, 2010

The SEC fulfilled their obligation under the Frank-Dodd financial reform bill and defined what venture capital is. Only invests in equity securities of private operating companies to provide primarily operating or business expansion capital (not to buy out other investors), U.S. Does not offer redemption rights to its investors.

Venture Capital 49

Venture Capital SEC Redemption Bridge Financing 49

YoungUpstarts

MAY 2, 2018

Here are the tactics we used to secure the cash to start our business so as to encourage other budding entrepreneurs to step out in confidence. . Tactic Three – Sell Business Equity. Selling equity is the public form of seeking private investment. Tactic One – Take Part in Incubator Programmes.

Incubator 133

Incubator Ireland SEC Equity 133

Early Growth Financial Services

FEBRUARY 17, 2015

New UK regulations for equity-based crowdfunding While the U.S. market waits for the Securities and Exchange Commission (SEC) to complete its rulemaking, new rules brought in by the UK’s Financial Conduct Authority (FCA) have divided the opinion of its peer-to-peer lenders and crowd-funding websites.

Securities and Exchange Commission 28

Securities and Exchange Commission Equity SEC Marketing 28

Pascal's View

MARCH 18, 2010

What concerns me the most about the IPO vacuum is that it is systemic and is the result of a “one size fits all mentality” when it comes to regulation of the securities industry. equity markets. equity markets. For more on the SEC Concept Release, click HERE. I believe that the U.S. Share and Enjoy:

IPO 28

IPO Government SEC Venture Capital 28

Up and Running

AUGUST 26, 2014

In the last two years, regulations set by the Security and Exchange Commission (SEC) have undergone several changes. ” In other words, the JOBS Act is meant to help companies attract investors more easily through the establishment of Rule 506(c), and a push to regulate equity crowdfunding. .” If so, go with 506(c).

Accredited Investor 88

Accredited Investor Securities and Exchange Commission SEC Equity 88

Business Plan Blog

NOVEMBER 13, 2013

Per SEC rules “accredited investors” need to meet one of the following criteria: 1. The above definition of accredited investors is being currently reviewed by the SEC in terms of current financial thresholds of income and net worth. Various terms such as price cap, discount, conversion to equity, etc.,

Finance 93

Finance Accredited Investor Angel Investor Seed Capital 93

Gust

NOVEMBER 29, 2011

But, in the US, only wealthy accredited investors * have been allowed by the Securities and Exchange Commission (SEC) to invest in entrepreneurs and their startup companies (without extensive disclosure of the business plan and risks inherent to such new ventures). This is a rather controversial change in the SEC regulations.

Securities and Exchange Commission 154

Securities and Exchange Commission Accredited Investor Angel Investor Due Diligence 154

Berkonomics

MAY 22, 2014

The sale of equity in private companies is regulated by the Securities Act of 1933, which requires that the company either register with the SEC or meet one of several exemptions (Regulation D). A Private Placement Memorandum (PPM) is a special business plan defined to meet an SEC exemption.

Early Stage 79

Early Stage Accredited Investor SEC Private Placement 79

Up and Running

FEBRUARY 27, 2013

That’s great, because it’s the best kind of financing, sales, not equity. The SEC is supposed to issue new regulations, but it hasn’t yet. No, it doesn’t let you get equity investment in your startup. The SEC rules about accredited investors and broadcasting investment offerings still apply.

Accredited Investor 73

Accredited Investor SEC Equity Finance 73

Gust

JULY 19, 2012

To some extent it will depend on what the SEC decides to do with the regulations surrounding the whole subject, which they have until the end of the year to write. 1) Non-equity, creative project crowdfunding portals, which are currently allowed and are not subject to legislation under the JOBS Act.

Accredited Investor 144

Accredited Investor SEC Equity Early Stage 144

David Teten

MAY 8, 2012

It allows small businesses to raise $1 million, from a limit of 10% of income or $10,000 from individual investors, without registering their companies with the SEC. Currently, these Crowdfunding sites don’t give donors any equity in the companies. They hired the Sustainable Economies Law Center to write to the U.S.

Securities and Exchange Commission 148

Securities and Exchange Commission IRR Entrepreneur Angel Investor 148

Gust

JULY 18, 2012

For startups, it’s also important to understand that Board approval is required for a corporation to issue any new shares of stock or other equity instruments such as stock options. For that reason, approval of the latest employee stock option grants recommended by the CEO is a routine action item at most startup Board meetings.

Stock Options 188

Stock Options SEC Stock Government 188

thebarefootvc

JULY 22, 2018

While the conversation was under Chatham House Rules and I can’t discuss her specific comments in this newsletter, she is very open to collaboration with the crypto community, while being clear that the SEC continues to actively investigate token offerings for potential violations of current securities laws.

Accredited Investor 40

Accredited Investor Marketing SEC Equity 40

Business Plan Blog

NOVEMBER 4, 2012

At this point, you must seek equity capital from sources that can afford to lose it all. Depending on the legal structure you selected for your entity, offering a true “equity” share in your company may not be possible. The JOBS Act aimed to assist small business in securing financing by relaxing some of the federal securities laws.

SEC 45

SEC Seed Stage Equity Finance 45

Hippoland

MAY 16, 2018

Here’s what’s happening in the equity world (from my perspective): 1) Token sales in the crypto-world do affect “equity” raises. (I I put “equity” in quotes because I include convertible notes and convertible securities in this category.) This leads me to point #3. E.g. $200k on $3m.

Seed Stage 48

Seed Stage Valuation Convertible Security Equity 48

Hippoland

MAY 16, 2018

Here’s what’s happening in the equity world (from my perspective): 1) Token sales in the crypto-world do affect “equity” raises. (I I put “equity” in quotes because I include convertible notes and convertible securities in this category.) This leads me to point #3. E.g. $200k on $3m.

Seed Stage 48

Seed Stage Valuation Convertible Security Equity 48

Growthink Blog

SEPTEMBER 20, 2011

The news that Congress is seriously considering major re-writes of the painfully anachronistic rules on small securities offerings could just be the straw that breaks the back of this now 12 year equity investing return drought. As in over e-mail. With relationships initiated, cultivated and maintained online. read more.

SEC 76

SEC Syndicate Syndication Angel Investor 76

Gust

MAY 24, 2012

As a quick review, most startups begin life as corporations with a single class of equity securities, referred to as Common Stock , issued to founders, employees, and outside service providers. Options and warrants, when issued, are also typically exercisable for shares of Common Stock.

IPO 159

IPO Equity Common Stock Stock 159

Gust

NOVEMBER 23, 2011

What may appear to be a hypertechnical set of amendments to obscure code sections ( Section 12(g)(1)(B) of the Securities Exchange Act of 1934 , anyone?) targets the Exchange Act requirement that is reportedly forcing Facebook to go public in early 2012.

IPO 110

IPO Prospectus SEC Intellectual Property 110

Scott Edward Walker

MAY 15, 2012

The second approach is the most investor-friendly, and it is a provision that permits the noteholders to convert the notes into equity (or otherwise grants them a certain percentage of the sale proceeds), based on an agreed-upon valuation of the startup. Yes, a convertible note is a “security” under federal and state securities laws.

Finance 64

Finance Founder Accredited Investor Preferred Stock 64

The Startup Magazine

OCTOBER 24, 2017

Within the last year I have also launched Crowdvest, an equity crowdfunding platform and Crowdvest Securities, which has filed to be a broker-dealer with FINRA and the SEC. About 5 years ago I started Point B Publishing, an investment research firms that publishes several newsletters under the NexGen Investing brand.

Early Stage 69

Early Stage SEC Chicago Venture Capital 69

Gust

JANUARY 5, 2012

Securities Exchange Act of 1934, section 12(g), generally limits a privately held company to fewer than 500 shareholders. Most recently, the number of shareholders issue has arisen as Congress considers legalizing crowdfunding which may allow hundreds or even thousands of smaller investors to make equity investments in startups.

SEC 131

SEC Angel Groups Technical Review Private Equity 131

Ben's Blog

OCTOBER 29, 2020

Thus, they shift more of their allocations to what they perceive as higher yielding assets such as equity securities. Higher demand for equities therefore drives higher prices of equities. There had been concern among the banking community that the SEC would implement a version of MiFid II in the U.S.,

IPO 36

IPO Securities and Exchange Commission Demand SEC 36

Hippoland

MARCH 30, 2018

Part 2 will be for pre-seed/seed companies raising traditional equity / debt / convertible security rounds. And you have to worry about SEC compliance A LOT. I’ll be breaking this down into 2 blog posts. Part 1 (this one) is about the token-based fundraising landscape. This is because it’s pretty involved to do an ICO.

Seed Stage 48

Seed Stage Syndicate Syndication Convertible Security 48

Hippoland

MARCH 30, 2018

Part 2 will be for pre-seed/seed companies raising traditional equity / debt / convertible security rounds. And you have to worry about SEC compliance A LOT. I’ll be breaking this down into 2 blog posts. Part 1 (this one) is about the token-based fundraising landscape. This is because it’s pretty involved to do an ICO.

Seed Stage 48

Seed Stage Syndicate Syndication Convertible Security 48

Scott Edward Walker

FEBRUARY 1, 2014

Mistake #4 : not complying with applicable securities laws (at 29:21). Mistake #4: Not Complying with Securities Laws. Rule #1 : only sell “securities” to “accredited investors” – why? (i) Crowdfunding exception to “accredited investor” – SEC rules not promulgated yet. Mistake #1: Forming the Wrong Entity.

Software Review 111

Software Review Delaware Accredited Investor Due Diligence 111

Scott Edward Walker

FEBRUARY 1, 2014

i) Rule 506 preempts State law, which means all you have to do is file a Form D and pay a filing fee; and (ii) no disclosure requirement/PPM Possible to sell to “friends and family” (e.g., issues to address include: How have they treated their other portfolio companies? (i)

Software Review 111

Software Review Delaware Accredited Investor Due Diligence 111

Venture Chronicles

MARCH 26, 2010

The term “qualified investor&# is also known as “accredited investor&# and is governed by the landmark Securities Act of 1933, Rule 501 of Regulation D. [From Startups Get Hit By Shrapnel In The Banking Bill ]. households qualified as accredited investors under the Rule 501 Reg D rules but only 1.3%

Accredited Investor 38

Accredited Investor Private Equity .Net SEC 38

Startup Company Lawyer

APRIL 3, 2009

Under the Securities Act of 1933, a company that offers or sells its securities must register the securities with the SEC or find an exemption from the registration requirements. In addition, the company must also comply with securities laws in each state where securities are offered.

Accredited Investor 28

Accredited Investor SEC .Net Security 28