Up and Running
NOVEMBER 12, 2014
Then, the unveiling of the Securities and Exchange Commission’s proposed equity crowdfunding rules reveals a panacea for growing your business’s coffers. Donation and equity crowdfunding both appeal to the public’s desire to participate collectively in fulfilling others’ entrepreneurial visions. The investors. Set a Fundraising Goal.
Both Sides of the Table
DECEMBER 16, 2014
We’ve been dying to tell you all for a while that we had raised a new venture capital fund and of course given SEC filing requirements the story was somewhat already scooped by the always-in-the-know Dan Primack a few weeks ago. Whereas we had four partners investing Fund IV we now have six partners actively looking at deals for Fund V.
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Startup Professionals Musings
SEPTEMBER 23, 2013
The newest equity model was passed into law in early 2012 via the JOBS Act , and still has no scheduled date for availability in the USA, waiting for the rules to be defined by the SEC: Startup equity crowd funding. Of course, this might also lead to investors, partners, and licensing opportunities.
Women Entrepreneurs Can
NOVEMBER 27, 2023
Regulatory compliance is an increasingly significant challenge for private equity firms. US federal laws and the rules of self-regulatory organizations impose numerous yearly reporting and compliance obligations on investment advisers, including private equity firms. This blog post reviews some of these compliance-related requirements.
YoungUpstarts
AUGUST 21, 2020
In June of 2019, the SEC adopted Regulation Best Interest (or Reg BI), which went into effect as of June 30, 2020. They don’t get a salesperson who offers a fix for one problem, but rather they find a partner who’s looking to address their needs holistically. We’re approaching one such time right now.
Scott Edward Walker
AUGUST 30, 2020
This past Wednesday, the Securities and Exchange Commission (SEC) adopted amendments expanding the definition of “accredited investor” to include individuals who hold certain professional certifications/licenses or have certain “credentials,” as determined by the SEC. Background. Current Definition of “Accredited Investor”.
David Teten
SEPTEMBER 2, 2017
It’s hard enough to get a job at a venture capital or private equity firm; it’s even more complex to join as a Partner. Also see Preqin’s Key Due Diligence Considerations for Private Equity Investors. . VC and private equity are very illiquid on both the investing and the personnel side. So assessing fit is critical.
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