The Impact of the Dodd-Frank Act on Registered Investment Companies
Recent Buzzes - VC Experts, Inc.
FEBRUARY 1, 2011
However, the Dodd-Frank Act's sweeping expansion of federal regulation in the financial sector will affect investment companies and the investment management industry as a whole, generally in indirect and often subtle ways.?Moreover, Under the Dodd-Frank Act, both bank holding companies and nonbank financial companies, which are companies that are "predominately engaged in financial activities," may fall under the supervision of the Council.?The