Remove 1997 Remove Distribution Remove Holding Company Remove Securities and Exchange Commission
article thumbnail

The Rise of the Secondary Market for Emerging Growth Equities– Necessary But Insufficient

Pascal's View

This is a good example of technology driven market change being accelerated by new securities regulations). 1999 : Provisions that prohibit a bank holding company from owning other financial companies were repealed on November 12, 1999, by the Gramm-Leach-Bliley Act. In the U.S. these are very clearly structural changes.

Equity 31