The Securities and Exchange Commission is investigating discrepancies in share prices of unicorns. Here's why that affects any startup looking to raise investment funding MORE
The Securities Law Blog: Rio Tinto, Former Top Executives Charged With Frau. : The Securities and Exchange Commission today charged mining company Rio Tinto and two former top executives with fraud for inflating the val MORE
said last week it has hired two groups to audit its financial statements, the next step toward filing regulatory reports with the Securities and Exchange Commission Appalachian Mountain Brewery Inc. MORE
Securities and Exchange Commission. to institutional investors, corporate and private clients, venture capitalists, entrepreneurs and financial sponsors. As a Panmure. in The LGL Group's filings with the U.S. SOURCE: The LGL MORE
The Securities and Exchange Commission voted Wednesday to order most public companies to disclose the ratio between their chief executives' annual compensation and median, or midpoint, employee pay MORE
Phunware, a mobile marketing platform for brands, Monday filed papers with the Securities and Exchange Commission to raise up to $49.9 million. The Austin-based company, founded in 2009, has previously raised $47.7 million in five rounds of funding, according to its Angellist profile. In June of 2014, Phunware raised $30.7 million in Series E funding. […] The post Phunware Raises $19.3 Million of $49.9 Million VC Offering appeared first on SiliconHills. Austin MORE
RALEIGH — The union representing tens of thousands of North Carolina state workers said Tuesday it filed a complaint with the federal Securities and Exchange Commission over how State Treasurer Janet MORE
million offering from 43 investors, according to papers filed with the Securities and Exchange Commission. Silicon Hills News did this profile of […] The post Localeur Secures $4.2 Localeur, a travel recommendation service aimed at millennials, has raised nearly $4.2 million of a $4.6 The Austin-based startup, founded in March of 2013, previously raised $1.2 million, according to its Crunchbase profile. MORE
As the Securities and Exchange Commission scrutinizes secondary market sales of private stock, your company could get stung MORE
The Securities Law Blog: Aaron W. The Securities and Exchange Commission today announced that Aaron W. Atlanta has a new rock star SEC head. Lipson Named as Associate Regional Direct. : Lipson has been named the Associate Regional Director for enforcement i MORE
The Securities and Exchange Commission initiated a probe of Elon Musk's company over a potential security law violation MORE
Here's how the chair of the Securities and Exchange Commission suggests you can make sure you're getting smart money It's getting tougher to raise capital in today's startup environment. MORE
million in funding its seeking, according to filing with the Securities and Exchange Commission. ParLevel Systems, based at Geekdom in San Antonio, has raised a little more than $2 million of $2.5 MORE
Silverton Partners, a venture capital firm founded in 2005, is raising a $100 million Silverton Partners V fund, according to documents filed with the Securities and Exchange Commission. The Austin-based venture capital firm lists Adam Chibib, Michael Dodd, Morgan Flagler and Kip McClanahan as its general partners. MORE
Merge VR, which makes virtual reality headsets, just raised $10 million, according to a filing with the Securities and Exchange Commission. The San Antonio-based startup lists Geekdom as its headquarters. It is co-founded by Andrew Trickett, who formerly ran the San Antonio Clean Energy Incubator. Franklin Lyons is the other co-founder and the company’s chief […] The post Merge VR of San Antonio Raises $10 Million in Funding appeared first on SiliconHills. MORE
CH The Securities Law Blog: SEC Exposes Two Initial Coin Offerings Purportedly. : The Securities and Exchange Commission today charged a businessman and two companies with defrauding investors in a pair of so-called initia Just a matter of time. - MORE
MIAMI (AP) — A federal jury has cleared a former bank executive of civil charges brought by the Securities and Exchange Commission nearly a decade ago MORE
Today, Dell Technologies filed papers with the Securities and Exchange Commission disclosing that the company’s board is considering taking the company public again with an initial public offering or by merging with VMWare. In 2013, Dell went private in a $24 billion buyout deal backed by Silver Lake and Michael Dell. MORE
Securities Exchange Commission to offer 6.2 Mirna Therapeutics became Austin’s newest publicly traded company last week. The biopharmaceutical company, which is developing therapies for the treatment of liver cancer, filed an amended S-1 Registration document with the U.S. MORE
The Securities Law Blog: Och-Ziff Hedge Fund Settles FCPA Charges : The Securities and Exchange Commission today announced that Och-Ziff Capital Management Group has agreed to pay nearly $200 million to the S MORE
Subject to certain limited exceptions, companies are prohibited from “general advertising” or “general solicitation” in connection with the private offering or sale of securities. Securities and Exchange Commission (SEC) and, accordingly, many entrepreneurs get trapped in the SEC’s wide net. MORE
A San Antonio medical device company has filed papers with the Securities and Exchange Commission to raise $20 million under the federal government’s newly passed crowdfunding rules. Under the new SEC Regulation A + rules, Aperion Biologics could raise up to $50 million. It checked the box on its registration statement for a Tier 2 […] The post San Antonio-based Aperion Biologics Files to Go Public appeared first on SiliconHills. San Antonio MORE
Private stock exchange IEX has drawn roughly 400 letters of public comment since the Securities and Exchange Commission posted the company's application to become a public exchange. MORE
Securities and Exchange Commission that frequently result in outcomes unfavorable to business owners The Texas billionaire has asked the Supreme Court to weigh in on administrative trials at the U.S. MORE
Securities and Exchange Commission has not yet signed off […] The post Equity Endeavor Wants to Help Mom and Pop Shops Raise Funds appeared first on SiliconHills. Equity Endeavor set out to help startup businesses raise money through its equity-based crowdfunding site. And although that practice has been approved by Congress and signed into law by President Obama as part of the JOBS Act, equity-based crowdfunding still isn’t allowed. That’s because the U.S. MORE
million in venture funding, according to a filing with the Securities and Exchange Commission. Austin-based Dosh, a cash-back app, just raised $4.9 The company has raised $18.4 million to date in seed-stage funding and is preparing to raise more money early next year for a Series A round, according to a spokeswoman. Goodwater Capital led […]. The post Cash-back App Dosh Gets $4.9 Million More in Funding appeared first on SiliconHills. Austin MORE
million round of debt financing, according to a filing with the Securities and Exchange Commission. Bee Cave Games has closed on a $1.9 The Austin-based casino, social and mobile game developer previously raised a $1.3 million seed round of funding last summer. MORE
million, according to a form filed with the Securities and Exchange Commission. Get Smart Content, which makes a personalized marketing platform, has raised $1.75 The Austin-based startup plans to use the funds to expand its sales operations and marketing efforts, according to a news release. Investors included Virgo Capital and Origin Ventures. To date, the […] The post Austin-based Get Smart Content Raises $1.75 Million appeared first on SiliconHills. Austin MORE
In this article, we will take a look at a few ways to deal securely with an overseas client: Use An Escrow. . Most escrow services start with a 10% commission, not including the currency exchange charges. by Anand Srinivasan, founder of LeadJoint.com . MORE
The Securities and Exchange Commission (SEC) was founded during the Great Depression because people offering stock for sale only showed the Baseline and Best Case numbers and a more robust model was needed – the EMV model. MORE
The Securities and Exchange Commission on Wednesday released its long-awaited proposed rules governing the practice of equity-based crowdfunding that allows startups to sell securities directly to the public. Austin San Antonio crowdfunding equity-based crowdfunding JOBS Act rules SEC Securities and Exchange Commission startups Title III Early next year, startups may be able to raise money from the general public to finance their ventures. MORE
Outdoor Voices, a high-tech fashionable line of athletic apparel, has raised $34 million in additional financing, according to a filing with the Securities and Exchange Commission. The Austin-based startup received the funding from Google Ventures, according to an article by CNBC. To date, the company has raised $57 million and plans to use the latest […]. The post Austin’s Outdoor Voices Raises $34 Million in Funding appeared first on SiliconHills. Austin MORE
Securities and Exchange Commission. Datical has raised $1 million in financing, according to a filing with the U.S. “Datical, which was founded in 2012, develops database management software. MORE
The Securities and Exchange Commission issued new JOBS Act rules. Here''s how they might affect you MORE
Introduction I’ve been helping entrepreneurs raise capital as a securities lawyer for 17+ years, and there are certain fundamental legal mistakes that I’ve seen entrepreneurs make over and over again. Fundraising Tips Tip #1: Only Offer and/or Sell Securities to “Accredited Investors”. MORE
Upland Software filed a registration statement with the Securities and Exchange Commission Friday for an Initial Public Offering. The Austin-based company plans to raise up to $50 million, but it has not yet determined the price range for its stock or the number of shares it plans to offer for sell. It plans to list […] The post Austin-Based Upland Software Files to Go Public appeared first on SiliconHills. Austin IPO Upland Software MORE
Securities and Exchange Commission. By LAURA LOREK Reporter with Silicon Hills News Mark Cuban invested in a Canadian Internet company Mamma.com in 2004 that eventually got in trouble with the U.S. Mamma.com’s founders then used emails from Cuban to try to convince the SEC he was a “bad guy.” Cuban got falsely accused of insider […] The post Mark Cuban’s New Passion is Open and Honest Communication Through Cyber Dust appeared first on SiliconHills. Austin MORE
Securities and Exchange Commission approved new crowdfunding rules last Friday allowing companies to raise money from anyone. The new rules allow companies to offer up to $1 million a year in securities through online equity-based crowdfunding portals. The U.S. The difference is up until the change, only so-called accredited investors, high net worth individuals, could […] The post SEC Adopts New Equity-based Crowdfunding Rules appeared first on SiliconHills. MORE
a biotechnology company based in Wake Forest Innovation Quarter, filed this week a notice with the Securities and Exchange Commission of offering securities worth $2.95 URO 1 Medical Inc., million MORE
Securities and Exchange Commission. Admittance Technologies has received $3.9 million in funding, according to a filing with federal regulators. The Austin-based startup raised the money from 15 unidentified investors on June 26th, according to its filing with the U.S. The startup, founded in 2010, created the CardioVol technology platform to measure blood volume using a […] The post Admittance Technologies Gets $3.9 Million Investment appeared first on SiliconHills. MORE
The Securities Law Blog: SEC Charges Anheuser-Busch With Violating FCPA and. : The Securities and Exchange Commission today announced that Anheuser-Busch InBev has agreed to pay $6 million to settle charges that it viol MORE
Securities and Exchange Commission. Any opinions expressed are her own.) What venture capitalists really think and what they say arent. Genomatica, filed an S-1 form with the U.S. The company uses MORE
Securities and Exchange Commission Related Topics Chaganomics
OCTOBER 18, 2017
The Securities Law Blog: Rio Tinto, Former Top Executives Charged With Frau. : The Securities and Exchange Commission today charged mining company Rio Tinto and two former top executives with fraud for inflating the val
Chaganomics
SEPTEMBER 30, 2016
The Securities Law Blog: Och-Ziff Hedge Fund Settles FCPA Charges : The Securities and Exchange Commission today announced that Och-Ziff Capital Management Group has agreed to pay nearly $200 million to the S
Chaganomics
SEPTEMBER 28, 2016
The Securities Law Blog: SEC Charges Anheuser-Busch With Violating FCPA and. : The Securities and Exchange Commission today announced that Anheuser-Busch InBev has agreed to pay $6 million to settle charges that it viol
SiliconHills
OCTOBER 29, 2016
million offering from 43 investors, according to papers filed with the Securities and Exchange Commission. Silicon Hills News did this profile of […] The post Localeur Secures $4.2 Localeur, a travel recommendation service aimed at millennials, has raised nearly $4.2 million of a $4.6 The Austin-based startup, founded in March of 2013, previously raised $1.2 million, according to its Crunchbase profile.
YoungUpstarts
JULY 16, 2013
Chaganomics
OCTOBER 2, 2017
CH The Securities Law Blog: SEC Exposes Two Initial Coin Offerings Purportedly. : The Securities and Exchange Commission today charged a businessman and two companies with defrauding investors in a pair of so-called initia Just a matter of time. -
Active Garage
JANUARY 19, 2011
The Securities and Exchange Commission (SEC) was founded during the Great Depression because people offering stock for sale only showed the Baseline and Best Case numbers and a more robust model was needed – the EMV model.
Inc Startups
JULY 11, 2016
The Securities and Exchange Commission initiated a probe of Elon Musk's company over a potential security law violation
Chaganomics
OCTOBER 1, 2016
The Securities Law Blog: Aaron W. The Securities and Exchange Commission today announced that Aaron W. Atlanta has a new rock star SEC head. Lipson Named as Associate Regional Direct. : Lipson has been named the Associate Regional Director for enforcement i
Inc Startups
JULY 6, 2015
As the Securities and Exchange Commission scrutinizes secondary market sales of private stock, your company could get stung
Inc Startups
FEBRUARY 18, 2016
Private stock exchange IEX has drawn roughly 400 letters of public comment since the Securities and Exchange Commission posted the company's application to become a public exchange.
SiliconHills
MARCH 19, 2018
Outdoor Voices, a high-tech fashionable line of athletic apparel, has raised $34 million in additional financing, according to a filing with the Securities and Exchange Commission. The Austin-based startup received the funding from Google Ventures, according to an article by CNBC. To date, the company has raised $57 million and plans to use the latest […]. The post Austin’s Outdoor Voices Raises $34 Million in Funding appeared first on SiliconHills. Austin
SiliconHills
DECEMBER 8, 2017
million in venture funding, according to a filing with the Securities and Exchange Commission. Austin-based Dosh, a cash-back app, just raised $4.9 The company has raised $18.4 million to date in seed-stage funding and is preparing to raise more money early next year for a Series A round, according to a spokeswoman. Goodwater Capital led […]. The post Cash-back App Dosh Gets $4.9 Million More in Funding appeared first on SiliconHills. Austin
Winston-Salem Journal State/Region News
MAY 8, 2017
MIAMI (AP) — A federal jury has cleared a former bank executive of civil charges brought by the Securities and Exchange Commission nearly a decade ago
SiliconHills
FEBRUARY 2, 2018
Today, Dell Technologies filed papers with the Securities and Exchange Commission disclosing that the company’s board is considering taking the company public again with an initial public offering or by merging with VMWare. In 2013, Dell went private in a $24 billion buyout deal backed by Silver Lake and Michael Dell.
Inc Startups
NOVEMBER 20, 2015
The Securities and Exchange Commission is investigating discrepancies in share prices of unicorns. Here's why that affects any startup looking to raise investment funding
Inc Startups
MARCH 27, 2015
The Securities and Exchange Commission issued new JOBS Act rules. Here''s how they might affect you
Inc Startups
APRIL 1, 2016
Here's how the chair of the Securities and Exchange Commission suggests you can make sure you're getting smart money It's getting tougher to raise capital in today's startup environment.
SiliconHills
MARCH 1, 2017
Silverton Partners, a venture capital firm founded in 2005, is raising a $100 million Silverton Partners V fund, according to documents filed with the Securities and Exchange Commission. The Austin-based venture capital firm lists Adam Chibib, Michael Dodd, Morgan Flagler and Kip McClanahan as its general partners.
Inc Startups
MARCH 17, 2016
Securities and Exchange Commission that frequently result in outcomes unfavorable to business owners The Texas billionaire has asked the Supreme Court to weigh in on administrative trials at the U.S.
SiliconHills
NOVEMBER 2, 2015
Securities and Exchange Commission approved new crowdfunding rules last Friday allowing companies to raise money from anyone. The new rules allow companies to offer up to $1 million a year in securities through online equity-based crowdfunding portals. The U.S. The difference is up until the change, only so-called accredited investors, high net worth individuals, could […] The post SEC Adopts New Equity-based Crowdfunding Rules appeared first on SiliconHills.
SiliconHills
DECEMBER 2, 2016
million, according to a form filed with the Securities and Exchange Commission. Get Smart Content, which makes a personalized marketing platform, has raised $1.75 The Austin-based startup plans to use the funds to expand its sales operations and marketing efforts, according to a news release. Investors included Virgo Capital and Origin Ventures. To date, the […] The post Austin-based Get Smart Content Raises $1.75 Million appeared first on SiliconHills. Austin
Inc Startups
AUGUST 6, 2015
The Securities and Exchange Commission voted Wednesday to order most public companies to disclose the ratio between their chief executives' annual compensation and median, or midpoint, employee pay
Winston-Salem Journal State/Region News
AUGUST 3, 2014
said last week it has hired two groups to audit its financial statements, the next step toward filing regulatory reports with the Securities and Exchange Commission Appalachian Mountain Brewery Inc.
SiliconHills
APRIL 8, 2015
Securities and Exchange Commission. By LAURA LOREK Reporter with Silicon Hills News Mark Cuban invested in a Canadian Internet company Mamma.com in 2004 that eventually got in trouble with the U.S. Mamma.com’s founders then used emails from Cuban to try to convince the SEC he was a “bad guy.” Cuban got falsely accused of insider […] The post Mark Cuban’s New Passion is Open and Honest Communication Through Cyber Dust appeared first on SiliconHills. Austin
SiliconHills
OCTOBER 9, 2014
million in funding its seeking, according to filing with the Securities and Exchange Commission. ParLevel Systems, based at Geekdom in San Antonio, has raised a little more than $2 million of $2.5
Scott Edward Walker
OCTOBER 20, 2011
Subject to certain limited exceptions, companies are prohibited from “general advertising” or “general solicitation” in connection with the private offering or sale of securities. Securities and Exchange Commission (SEC) and, accordingly, many entrepreneurs get trapped in the SEC’s wide net.
Scott Edward Walker
JUNE 30, 2011
Introduction I’ve been helping entrepreneurs raise capital as a securities lawyer for 17+ years, and there are certain fundamental legal mistakes that I’ve seen entrepreneurs make over and over again. Fundraising Tips Tip #1: Only Offer and/or Sell Securities to “Accredited Investors”.
Winston-Salem Journal State/Region News
APRIL 22, 2014
RALEIGH — The union representing tens of thousands of North Carolina state workers said Tuesday it filed a complaint with the federal Securities and Exchange Commission over how State Treasurer Janet
SiliconHills
JUNE 2, 2016
Merge VR, which makes virtual reality headsets, just raised $10 million, according to a filing with the Securities and Exchange Commission. The San Antonio-based startup lists Geekdom as its headquarters. It is co-founded by Andrew Trickett, who formerly ran the San Antonio Clean Energy Incubator. Franklin Lyons is the other co-founder and the company’s chief […] The post Merge VR of San Antonio Raises $10 Million in Funding appeared first on SiliconHills.
EIN News
OCTOBER 4, 2011
Securities and Exchange Commission. Any opinions expressed are her own.) What venture capitalists really think and what they say arent. Genomatica, filed an S-1 form with the U.S. The company uses
SiliconHills
AUGUST 21, 2013
Securities and Exchange Commission has not yet signed off […] The post Equity Endeavor Wants to Help Mom and Pop Shops Raise Funds appeared first on SiliconHills. Equity Endeavor set out to help startup businesses raise money through its equity-based crowdfunding site. And although that practice has been approved by Congress and signed into law by President Obama as part of the JOBS Act, equity-based crowdfunding still isn’t allowed. That’s because the U.S.
EIN News
SEPTEMBER 7, 2011
Securities and Exchange Commission. to institutional investors, corporate and private clients, venture capitalists, entrepreneurs and financial sponsors. As a Panmure. in The LGL Group's filings with the U.S. SOURCE: The LGL
SiliconHills
DECEMBER 30, 2013
million round of debt financing, according to a filing with the Securities and Exchange Commission. Bee Cave Games has closed on a $1.9 The Austin-based casino, social and mobile game developer previously raised a $1.3 million seed round of funding last summer.
SiliconHills
SEPTEMBER 30, 2015
A San Antonio medical device company has filed papers with the Securities and Exchange Commission to raise $20 million under the federal government’s newly passed crowdfunding rules. Under the new SEC Regulation A + rules, Aperion Biologics could raise up to $50 million. It checked the box on its registration statement for a Tier 2 […] The post San Antonio-based Aperion Biologics Files to Go Public appeared first on SiliconHills. San Antonio
SiliconHills
DECEMBER 29, 2015
Phunware, a mobile marketing platform for brands, Monday filed papers with the Securities and Exchange Commission to raise up to $49.9 million. The Austin-based company, founded in 2009, has previously raised $47.7 million in five rounds of funding, according to its Angellist profile. In June of 2014, Phunware raised $30.7 million in Series E funding. […] The post Phunware Raises $19.3 Million of $49.9 Million VC Offering appeared first on SiliconHills. Austin
SiliconHills
JUNE 29, 2015
Securities and Exchange Commission. Admittance Technologies has received $3.9 million in funding, according to a filing with federal regulators. The Austin-based startup raised the money from 15 unidentified investors on June 26th, according to its filing with the U.S. The startup, founded in 2010, created the CardioVol technology platform to measure blood volume using a […] The post Admittance Technologies Gets $3.9 Million Investment appeared first on SiliconHills.
SiliconHills
OCTOBER 3, 2015
Securities Exchange Commission to offer 6.2 Mirna Therapeutics became Austin’s newest publicly traded company last week. The biopharmaceutical company, which is developing therapies for the treatment of liver cancer, filed an amended S-1 Registration document with the U.S.
SiliconHills
MAY 25, 2013
Securities and Exchange Commission. Datical has raised $1 million in financing, according to a filing with the U.S. “Datical, which was founded in 2012, develops database management software.
SiliconHills
SEPTEMBER 5, 2014
Upland Software filed a registration statement with the Securities and Exchange Commission Friday for an Initial Public Offering. The Austin-based company plans to raise up to $50 million, but it has not yet determined the price range for its stock or the number of shares it plans to offer for sell. It plans to list […] The post Austin-Based Upland Software Files to Go Public appeared first on SiliconHills. Austin IPO Upland Software
INDUSTRY INSIGHTS YOUR PEERS ARE READING
45 
Let's personalize your content