Securities and Exchange Commission Related Topics 
The Startup Magazine
MAY 19, 2020
They are sold and bought in stock markets such as NASDAQ, New York Stock Exchange, London Stock Exchange, Japan Stock Exchange, etc. The person acts as an agent on behalf of people called clients who wish to buy or sell these securities.
YoungUpstarts
APRIL 22, 2019
When thinking about how to start a private equity firm or a hedge fund, security should be on the list of priorities. Typically, hedge funds have more complex systems as well as more cash movements, data, and transactions, but those are not the only attributes that determine how complex the process of securing an entity is. Thinking Aloud cybersecurity hedge fund online security private equity
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SiliconHills
OCTOBER 29, 2016
million offering from 43 investors, according to papers filed with the Securities and Exchange Commission. Silicon Hills News did this profile of […] The post Localeur Secures $4.2 Localeur, a travel recommendation service aimed at millennials, has raised nearly $4.2 million of a $4.6 The Austin-based startup, founded in March of 2013, previously raised $1.2 million, according to its Crunchbase profile.
YoungUpstarts
FEBRUARY 15, 2017
In this article, we will take a look at a few ways to deal securely with an overseas client: Use An Escrow. . Most escrow services start with a 10% commission, not including the currency exchange charges. In addition to this, Paypal also charges you for currency conversion besides offering you an extremely unfavorable exchange rate. Besides, the average transfer fees are around $25 along with an exchange markup of as much as 5%.
The Startup Magazine
JANUARY 18, 2023
Cryptocurrency is a digital currency that uses cryptography, a process of transforming information into code, to help ensure the security of financial transactions. With this wallet loaded with Bitcoins, they could use the coins for purchases or exchange them for other forms of currency.
The Startup Magazine
FEBRUARY 21, 2022
Thomsen was extremely frustrated by this and swore to create a solution that made cross-border payments as cheap, fast, easy and secure as domestic transactions: and so Inpay was born. The company allows users to send money internationally using the real exchange rate involved.
SiliconHills
OCTOBER 23, 2013
The Securities and Exchange Commission on Wednesday released its long-awaited proposed rules governing the practice of equity-based crowdfunding that allows startups to sell securities directly to the public. Austin San Antonio crowdfunding equity-based crowdfunding JOBS Act rules SEC Securities and Exchange Commission startups Title III Early next year, startups may be able to raise money from the general public to finance their ventures.
YoungUpstarts
FEBRUARY 26, 2020
Consumers are becoming more enlightened on the issue and this can make them snob sites that don’t seem secure. You may be confident that you have done everything in your power to secure your processes. Others cyber security online privacy online security
YoungUpstarts
JULY 16, 2013
July 10th, 2013 marked a monumental day for many startups across the United States – the US Securities and and Exchange Commission (SEC) announced that the ban on general solicitation has been removed for small businesses seeking startup capital , allowing for sweeping changes in the way businesses find funding.
SiliconHills
JULY 3, 2021
Securities and Exchange Commission for an initial public offering of stock. CS Disco, a legal tech startup, filed papers with the U.S. The Austin-based company did not set a date to go public or a price for its shares, which will be traded under the stock sticker “LAW.”
SiliconHills
JANUARY 16, 2021
The company filed its initial public offering documents with the Securities and Exchange Commission on Friday. Austin-based Bumble, the networking and dating app founded by Whitney Wolfe Herd in 2014, has filed to go public.
Scott Edward Walker
AUGUST 30, 2020
This past Wednesday, the Securities and Exchange Commission (SEC) adopted amendments expanding the definition of “accredited investor” to include individuals who hold certain professional certifications/licenses or have certain “credentials,” as determined by the SEC.
Andreessen Horowitz
JUNE 20, 2019
Editor’s Note: This testimony was delivered by a16z managing partner (and former chairman of the board of the National Venture Capital Association) Scott Kupor to the Securities and Exchange Commission as part of their investor advisory committee meeting agenda “discussion … policy field notes IPOs
thebarefootvc
MARCH 26, 2018
Binance, one of the world’s largest cryptoasset exchanges by volume, announced this past week that it moved its headquarters from Hong Kong to Malta. This move came on the heels of Japan reaching out to the Binance with a warning for operating without a license there, and Hong Kong regulator Securities and Future Commission (SFC) warning crypto exchanges not to trade digital assets defined as securities (similar to the US SEC’s warning to unlicensed exchanges earlier this month).
Startup Professionals Musings
JULY 29, 2020
Here are a few questions you should ask that might allay any remaining qualms, or convince you to run immediately: How much am I paying in commission or fees? By commission? If you have evidence of fraud, don’t be too embarrassed to contact the Securities and Exchange Commission.
SiliconHills
MAY 25, 2018
Xeris Pharmaceuticals, founded in 2005 in Austin, filed on Thursday with the Securities and Exchange Commission to go public on the Nasdaq Stock Exchange with an initial public offering valued at $75 million. The company, now based in Chicago, has strong ties to the Austin startup community. Xeris has raised $202 million to date in […]. The post Xeris Pharmaceuticals Files to Raise $75 Million in an IPO appeared first on SiliconHills. Austin
Version One Ventures
JANUARY 4, 2021
Coinbase submitted their draft registration statement on Form S-1 with the Securities and Exchange Commission. Kobalt raised a $1.25M seed to accelerate SMB security programs. Happy new year! We hope you’re well rested and recharged from the holidays!
SiliconHills
DECEMBER 8, 2017
million in venture funding, according to a filing with the Securities and Exchange Commission. Austin-based Dosh, a cash-back app, just raised $4.9 The company has raised $18.4 million to date in seed-stage funding and is preparing to raise more money early next year for a Series A round, according to a spokeswoman. Goodwater Capital led […]. The post Cash-back App Dosh Gets $4.9 Million More in Funding appeared first on SiliconHills. Austin
SiliconHills
NOVEMBER 2, 2015
Securities and Exchange Commission approved new crowdfunding rules last Friday allowing companies to raise money from anyone. The new rules allow companies to offer up to $1 million a year in securities through online equity-based crowdfunding portals. The U.S. The difference is up until the change, only so-called accredited investors, high net worth individuals, could […] The post SEC Adopts New Equity-based Crowdfunding Rules appeared first on SiliconHills.
Scott Edward Walker
JUNE 30, 2011
Introduction I’ve been helping entrepreneurs raise capital as a securities lawyer for 17+ years, and there are certain fundamental legal mistakes that I’ve seen entrepreneurs make over and over again. Fundraising Tips Tip #1: Only Offer and/or Sell Securities to “Accredited Investors”. The most common exemption for startups is the so-called “private placement” exemption under Section 4(2) of the Securities Act of 1933 and/or Regulation D , the safe harbor promulgated thereunder.
SiliconHills
MARCH 1, 2017
Silverton Partners, a venture capital firm founded in 2005, is raising a $100 million Silverton Partners V fund, according to documents filed with the Securities and Exchange Commission. The Austin-based venture capital firm lists Adam Chibib, Michael Dodd, Morgan Flagler and Kip McClanahan as its general partners.
SiliconHills
JUNE 5, 2018
million round of funding, according to a filing with the Securities and Exchange Commission. HeatGenie, an Austin-based startup with an innovative way to heat up beverage cans, has raised $5.9 million of a $6.7 The company, founded in 2007, has previously raised $3.6 million, according to CrunchBase. ARTIS Labs led the latest round of funding […]. The post HeatGenie Has Raised $5.9 Million of a $6.7 Million Round of Funding appeared first on SiliconHills. Austin
SiliconHills
FEBRUARY 2, 2018
Today, Dell Technologies filed papers with the Securities and Exchange Commission disclosing that the company’s board is considering taking the company public again with an initial public offering or by merging with VMWare. In 2013, Dell went private in a $24 billion buyout deal backed by Silver Lake and Michael Dell.
SiliconHills
APRIL 8, 2015
Securities and Exchange Commission. By LAURA LOREK Reporter with Silicon Hills News Mark Cuban invested in a Canadian Internet company Mamma.com in 2004 that eventually got in trouble with the U.S. Mamma.com’s founders then used emails from Cuban to try to convince the SEC he was a “bad guy.” Cuban got falsely accused of insider […] The post Mark Cuban’s New Passion is Open and Honest Communication Through Cyber Dust appeared first on SiliconHills. Austin
SiliconHills
MARCH 19, 2018
Outdoor Voices, a high-tech fashionable line of athletic apparel, has raised $34 million in additional financing, according to a filing with the Securities and Exchange Commission. The Austin-based startup received the funding from Google Ventures, according to an article by CNBC. To date, the company has raised $57 million and plans to use the latest […]. The post Austin’s Outdoor Voices Raises $34 Million in Funding appeared first on SiliconHills. Austin
Ben's Blog
JUNE 19, 2017
That’s a question the capital markets have been asking for some time, and is a leading concern of the Securities and Exchange Commission (SEC), too. Where has the initial public offering (IPO) gone? But this question matters beyond those interested … policy IPOs
Scott Edward Walker
OCTOBER 20, 2011
Subject to certain limited exceptions, companies are prohibited from “general advertising” or “general solicitation” in connection with the private offering or sale of securities. Securities and Exchange Commission (SEC) and, accordingly, many entrepreneurs get trapped in the SEC’s wide net. but also blog posts, articles and other publications publicizing the offering of a company’s securities.
SiliconHills
AUGUST 21, 2013
Securities and Exchange Commission has not yet signed off […] The post Equity Endeavor Wants to Help Mom and Pop Shops Raise Funds appeared first on SiliconHills. Equity Endeavor set out to help startup businesses raise money through its equity-based crowdfunding site. And although that practice has been approved by Congress and signed into law by President Obama as part of the JOBS Act, equity-based crowdfunding still isn’t allowed. That’s because the U.S.
SiliconHills
JUNE 3, 2018
million of a $5 million round, according to a filing with the Securities and Exchange Commission. Pingboard, an Austin-based startup spun out of Capital Factory, has raised $4.3 The company, founded in 2013, makes organizational chart software for companies. It now has more than 1,000 customers, including “GoFundMe, Popsugar, Udemy, Sequoia Capital, WPEngine, and the […]. The post Pingboard Raises $4.3 Million in Additional Funding appeared first on SiliconHills.
SiliconHills
SEPTEMBER 30, 2015
A San Antonio medical device company has filed papers with the Securities and Exchange Commission to raise $20 million under the federal government’s newly passed crowdfunding rules. Under the new SEC Regulation A + rules, Aperion Biologics could raise up to $50 million. It checked the box on its registration statement for a Tier 2 […] The post San Antonio-based Aperion Biologics Files to Go Public appeared first on SiliconHills. San Antonio
YoungUpstarts
SEPTEMBER 9, 2020
Coinbase is a cryptocurrency exchange platform that helps individuals trade cryptocurrency ( Bitcoin, Ether, XRP, etc ). The San Francisco, California based company comes with a firm security system.
YoungUpstarts
FEBRUARY 22, 2019
Pink sheets LLC are a private company situated in New York, who are completely unlike any other exchange. Instead of companies that are existent on regular stock exchanges, pink sheet companies are not subject to a great deal of critical overlooking, for example, there are no minimum regulations that must be achieved to file with the Securities and Exchange Commission (SEC) in the pink sheets. exchanges when they can do so in their native country.
Kodorra
JANUARY 4, 2019
This article compares the difference between ICO (initial coin offering), IEO (initial exchange offering) or STO (security token offering) and explains the subtle but significant differences between the three fundraising options. virtually labels all ICO cryptocurrency to be a security as long as there’s no existing system that could utilize the token upon investment. IEO (Initial Exchange Offering). By piggy-backing the project on a cryptocurrency exchange.
SiliconHills
DECEMBER 2, 2016
million, according to a form filed with the Securities and Exchange Commission. Get Smart Content, which makes a personalized marketing platform, has raised $1.75 The Austin-based startup plans to use the funds to expand its sales operations and marketing efforts, according to a news release. Investors included Virgo Capital and Origin Ventures. To date, the […] The post Austin-based Get Smart Content Raises $1.75 Million appeared first on SiliconHills. Austin
SiliconHills
OCTOBER 9, 2014
million in funding its seeking, according to filing with the Securities and Exchange Commission. ParLevel Systems, based at Geekdom in San Antonio, has raised a little more than $2 million of $2.5 The company, which was founded in 2012 by Walter Teele and Luis Pablo Gonzalez, seeks to make vending machines smarter by hooking them […] The post ParLevel Systems Receives $2 Million in Funding appeared first on SiliconHills. Austin ParLevel Systems
SiliconHills
OCTOBER 3, 2015
Securities Exchange Commission to offer 6.2 Mirna Therapeutics became Austin’s newest publicly traded company last week. The biopharmaceutical company, which is developing therapies for the treatment of liver cancer, filed an amended S-1 Registration document with the U.S.
Austin Startup
SEPTEMBER 8, 2014
Securities and Exchange Commission for a proposed initial public offering of its common stock in an effort to raise $50M in capital. Upland Software, Inc. will soon join the rarefied air of Austin-based public companies. The company announced that it has filed a registration statement on Form S-1 with the U.S. It was founded by Jack McDonald, former CEO of Perficient, and Chairman of the Greater Austin Chamber of Commerce. Enterprise IPO upland
YoungUpstarts
JANUARY 16, 2019
This type of trading is different from swing trading, where you hold on to your securities for days or even months, while investing in the stock market means holding on to your financial instruments for years. By carefully watching the market and by picking the right securities to trade in, you have the potential for a lucrative career in day trading. If you only have $500, then start day trading in the forex market (the short version of the foreign exchange market).
SiliconHills
JUNE 2, 2016
Merge VR, which makes virtual reality headsets, just raised $10 million, according to a filing with the Securities and Exchange Commission. The San Antonio-based startup lists Geekdom as its headquarters. It is co-founded by Andrew Trickett, who formerly ran the San Antonio Clean Energy Incubator. Franklin Lyons is the other co-founder and the company’s chief […] The post Merge VR of San Antonio Raises $10 Million in Funding appeared first on SiliconHills.
SiliconHills
SEPTEMBER 5, 2014
Upland Software filed a registration statement with the Securities and Exchange Commission Friday for an Initial Public Offering. The Austin-based company plans to raise up to $50 million, but it has not yet determined the price range for its stock or the number of shares it plans to offer for sell. It plans to list […] The post Austin-Based Upland Software Files to Go Public appeared first on SiliconHills. Austin IPO Upland Software
Up and Running
JANUARY 18, 2021
Technically, an online platform is a digital place where some form of exchange occurs between third parties. What happens is that you pay Microsoft in exchange for the usage of the latest version of Office, including cloud storage and other features. Commissions.
SiliconHills
JUNE 29, 2015
Securities and Exchange Commission. Admittance Technologies has received $3.9 million in funding, according to a filing with federal regulators. The Austin-based startup raised the money from 15 unidentified investors on June 26th, according to its filing with the U.S. The startup, founded in 2010, created the CardioVol technology platform to measure blood volume using a […] The post Admittance Technologies Gets $3.9 Million Investment appeared first on SiliconHills.
SiliconHills
MAY 17, 2014
In recent months, Rackspace has been approached by multiple parties who have expressed interest in exploring a strategic relationship with Rackspace, ranging from partnership to acquisition,” according to a statement filed with the Securities and Exchange Commission […] The post Rackspace Entertains Buyout Offers appeared first on SiliconHills. Rackspace Hosting may be sold.
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