Due Diligence Finance Networking SEC 
Startup Professionals Musings
JULY 29, 2020
So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Any mention of “offshore.” By commission?
Startup Professionals Musings
APRIL 23, 2023
So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Any mention of “offshore.” By commission?
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Up and Running
NOVEMBER 12, 2014
If your business needs financing, consider equity crowdfunding; its distinctive traits will lure investors desiring the rewards of investment returns and investor protection, in addition to the goodwill generated by their support. The SEC’s proposed equity crowdfunding rules regulate, in part: Your business (the securities issuer).
Startup Professionals Musings
SEPTEMBER 22, 2013
So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Any mention of “offshore.” By commission?
Startup Professionals Musings
JANUARY 30, 2011
So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firm is registered with FINRA and files regular reports with the SEC. Any mention of “offshore.” By commission?
Startup Professionals Musings
JANUARY 29, 2010
So what can you do, and what are the “red flags” to look for as you do your due diligence before pooling your money with other investors, or accepting money for your startup from investors? Every reputable investment firms has to file regular reports with the SEC. Any mention of “offshore”. By commission? Another method?
Business Plan Blog
JANUARY 2, 2014
In September of this year, the SEC voted to overturn the ban on “general solicitation” that made it illegal for companies to publicly advertise that they are raising capital. First and foremost, the screening and due diligence needed to decide which startups warrant investment is best suited for the professionals.
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