Raising Capital? 3 Tips for Entrepreneurs
Scott Edward Walker
JUNE 30, 2011
The most common exemption for startups is the so-called “private placement” exemption under Section 4(2) of the Securities Act of 1933 and/or Regulation D , the safe harbor promulgated thereunder. If the finder is not registered as required and sells securities on behalf of a company, the private placement will be invalid (i.e.,
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