YoungUpstarts

AUGUST 21, 2020

In June of 2019, the SEC adopted Regulation Best Interest (or Reg BI), which went into effect as of June 30, 2020. They don’t get a salesperson who offers a fix for one problem, but rather they find a partner who’s looking to address their needs holistically. We’re approaching one such time right now.

Technical Review 244

Technical Review SEC Affiliate Technology 244

VC Cafe

SEPTEMBER 27, 2010

million in a second round led by previous backer Genesis Partners and joined by T-Venture , the venture capital company of Deutsche Telekom. uTest , the crow sourced QA service on the cloud, raised $13 million in a C Round led by Scale Venture Partners. from undisclosed investors as it emerged from this SEC filing.

Software Review 138

Software Review Venture Capital Technical Review SEM 138

Ben's Blog

MAY 24, 2021

Editor’s Note: This testimony was delivered by a16z managing partner Scott Kupor to the U.S. By way of background, I am the Managing Partner for Andreessen Horowitz, a $16.5 The SEC’s Director of the Division of Corporate Finance recently provided some guidance raising questions about the extent of PSLRA coverage. IPO market.

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SEC Accredited Investor IPO Technical Review 36

Up and Running

NOVEMBER 12, 2014

Additionally, a fundraising business offering and selling securities must comply with the regulations of the SEC, the federal government’s securities watchdog. The SEC’s proposed equity crowdfunding rules regulate, in part: Your business (the securities issuer). Certain SEC disciplinary, and cease-and-desist orders.

Equity 125

Equity SEC Technical Review Security 125

Austin Startup

JUNE 21, 2018

The second rule of crypto start ups is due to a government body that was created as an indirect result of Ronald Coase and his pioneering work on transaction costs: the Securities and Exchange Commission (SEC). By: Joe Merrill, Partner at Sputnik ATX. Sounds simple, but for some crypto folks, this is a difficult idea to master.

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Securities and Exchange Commission SEC Pre-Money Valuation Security 61

Scott Edward Walker

JUNE 30, 2011

As a general rule, a company may not offer or sell its securities unless (i) the securities have been registered with the Securities and Exchange Commission (SEC) and registered/qualified with applicable state commissions; or (ii) there is an applicable exemption from registration.

Securities and Exchange Commission 76

Securities and Exchange Commission Accredited Investor Private Placement Finder 76

Steve Blank

OCTOBER 21, 2020

Prior to the JAIC General Shanahan ran Project Maven, an unintentional dry-run for how the DOD and commercial companies could partner (or not) to build AI-enabled apps. Maven partnered with Google to build a computer vision tool for imagery analysts to automatically detect objects/targets.

Artificial Inteligence 246

Artificial Inteligence Technology Agile Architecture 246

Feld Thoughts

JANUARY 11, 2021

It took a while for me and my partner Dave Jilk to decide to do it, but we closed the sale in November 1993. I remember signing document after document with him at Interliant and remember sitting at the Interliant office in Purchase after the IPO roadshow, waiting for the SEC to clear our filing so we could price.

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SEC Cofounder Boston New York 164

Ben's Blog

JANUARY 26, 2021

– with Zoran Basich In the second segment (12:58) , we had a quick chat with a16z Managing Partner Scott Kupor about the recent decision by the SEC to allow the issuance of new shares via direct listings on the New York Stock Exchange. Previously direct listings were limited to the sale of existing shares.

Artificial Inteligence 36

Artificial Inteligence SEC Issued Shares IPO 36

Steve Blank

NOVEMBER 13, 2012

After helping build the first Ethernet switch startup, I was attracted by Asynchronous Transfer Mode 25Mbit/sec technology, (ATM25) which was 2.5x Back in 1990’s, I was working for one of the leading sogo shohsa (trading company) in Japan, building data communications startups. faster than Ethernet and ran data but plus voice and video.

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Japan Customer Development Developer Customer 292

YoungUpstarts

MARCH 14, 2018

Williams, partners at Bell Nunnally & Martin LLP. Before hiring an adviser, consider checking registration with applicable governmental agencies (SEC, CFTC, state securities board). Williams are partners at Bell Nunnally & Martin LLP. by Robert Long and Ross A. Searching the adviser on BrokerCheck. Google the adviser.

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SEC Non-Compete Security Framework 127

David Teten

FEBRUARY 3, 2014

It might appear that origination is becoming much easier because of new tools like AngelList and the SEC moving toward adoption of rules that will allow equity based crowdfunding. Summit Partners and TA Associates have leveraged their origination programs to move into later stage buyouts.

Private Equity 114

Private Equity Venture Capital Technical Review Equity 114

Both Sides of the Table

NOVEMBER 9, 2014

This investor decided to use the fact that they got into a company that appears to be doing well to their benefit to almost fraudulently persuade limited partner investors to give them money. They have listed forward revenue figures that are highly questionable and bring the issue of SEC oversight to my mind.

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SEC Venture Capital Early Stage Cofounder 352

Kodorra

JANUARY 4, 2019

Blockchain companies generally achieve liquidity by listing their tokens on these exchanges and what better than to do that by partnering with an exchange at first outset. Securities and Exchange Commission (SEC) requires a lock-up period in their Regulation S where investors are unable to cash out their investment for up to one year.

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Securities and Exchange Commission Technical Review Lock-up Period Accredited Investor 40

Up and Running

AUGUST 28, 2019

Ideally, you will interview a few candidates and pick the partners you feel comfortable working with for a long time. Some corporations also need to register with the SEC , so be sure to research whether that is required for your company. An accountant with a mind for Strategic Advisory services can help with that, too. .

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Delaware Stock Nevada Technical Review 83

BeyondVC

JANUARY 6, 2018

2017 was another year of growing, learning, investing and partnering with amazing founders. Our partners include IBM and one unannounced Fortune 50. Dev Sec Ops is the hot topic in security: With the velocity of software development and the reuse of software components, building in security at developer level becomes a must have.

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Cloud Cofounder Portfolio Advisory Board 60

Austin Startup

JULY 19, 2021

With the sheer number of startups, talent and investment funds within Austin or moving to the city, it is no surprise that the number of individuals relocating to the area continues to increase.

Austin 111

Austin San Francisco Chile SEC 111

This is going to be BIG.

MAY 11, 2012

I can't tell you anything about it thanks to the SEC. Want to know why there aren't more female partners at VC funds? A huge number of the people who make partner create one by starting a new firm--Fred Wilson, Josh Kopelman, Marc Andreessen, Rob Go, and Josh Kushner all became partners when new funds were created.

Latvia 110

Latvia Fiji Arizona SEC 110

David Teten

SEPTEMBER 2, 2017

It’s hard enough to get a job at a venture capital or private equity firm; it’s even more complex to join as a Partner. Sean Seton-Rogers, Partner, Profounders Capital, breaks the conversation into three areas: Control: voting/veto for new deals, share of management company. So assessing fit is critical. What should the firm do?

Private Equity 60

Private Equity Venture Capital Equity Partner 60

David Teten

FEBRUARY 26, 2012

HBSANY members are required to be accredited investors (per SEC regulations) and are expected to agree to the terms of the HBSANY Membership Agreement. You will be able to meet privately with these companies later in the evening. This evening is exclusively for members of the HBS Angels of Greater New York.

Technical Review 128

Technical Review New York Accredited Investor IP 128

Growthink Blog

AUGUST 14, 2012

So think of it as a way to get connected to potential partners and support as well as funding. Equity Based Crowdfunding Sites: Once the SEC provides its rulings on how equity-based crowdfunding will work, we will see a crop of new equity-based crowdfunding sites.

SEC 113

SEC Equity Technical Review Mobile 113

View from Seed

JANUARY 5, 2021

And if we’re investing in the company, it then impacts how I might be most helpful as a thought partner to the entrepreneur depending on their archetype. The Mercenary. You probably don’t unless you’re a fan of vintage cars or saw the Francis Ford Coppola / Jeff Bridges movie about Preston Tucker.

Detroit 367

Detroit SEC Founder Affiliate 367

Haystack

DECEMBER 29, 2018

Consider the above paragraph versus how this year started. VC funds invested directly in MakerDao’s Dai stable coin.

Technical Review 165

Technical Review Venture Capital Russia China 165

VC Cafe

JUNE 29, 2012

I had people come up to me and say hey, I need 30 secs of your time. Learn how they attract investors, partners, recruiting. Even if there’s no backend associated with it. Coming from the suberbs in Mass where there’s no VCs. What would you suggest? . There are meetups every day, office hours with VCs, etc. Join a startup.

Developer 103

Developer Silicon Valley Software Review Mexico 103

This is going to be BIG.

OCTOBER 5, 2012

Thanks to the SEC, you don't know who's actually fundraising, what kind of performance they have, and you'll never get reached by their marketing. I would argue that returns might go up if VC fundraising was a lot more meritocratic and if the big Limited Partners got to see everyone who was fundraising at the same time.

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LP Venture Capital Technical Review Nebraska 97

Women Entrepreneurs Can

NOVEMBER 27, 2023

These programs are typically required for any company that wants to maintain its status as a certified public accountant; for example, they must follow specific reporting requirements set forth by the Securities and Exchange Commission (SEC).

Private Equity 52

Private Equity Equity Due Diligence Securities and Exchange Commission 52

Pascal's View

OCTOBER 6, 2009

The new white paper provides fresh market data and incorporates additional insight gleaned from discussions with a wide range of key market participants, including former senior staffers at the SEC and senior executives at “bulge bracket” and “major bracket” investment banks. By killing the IPO goose that laid the golden egg of U.S.

IPO 37

IPO SEC Initial Public Offering United States 37

Women Entrepreneurs Can

NOVEMBER 19, 2022

Xfund, Patrick Chung is a managing general partner in a venture capital firm that supports lateral thinkers. The management company must file certain reports with the SEC and some states. VC funding is best suited for businesses with high growth potential. Pre-Seed Investments. The management company is typically organized as an LLC.

Venture Capital 52

Venture Capital Early Stage Liquidity Event SEC 52

Feld Thoughts

APRIL 7, 2017

We took Interliant public in 1999 on the second attempt (the SEC didn’t clear the filing until a week after the end of the first road show, our first of many misfires with Merrill Lynch, who was our lead banker.) I’m sitting at the breakfast table at Len Fassler’s house in Harrison, New York drinking a cup of coffee and chewing on a bagel.

SEC 148

SEC New York Venture Capital Partner 148

crowdSPRING Blog

APRIL 5, 2013

SEC Greenlights One Style Of Equity Crowdfunding For Startups | TechCrunch – [link]. SEO Guidelines for Sponsored Content and Partner Links | Adam Sherk – [link]. What Would-Be Entrepreneurs Fear Most About Starting Up | Entrepreneur – [link]. 26 Time Management Hacks I Wish I’d Known at 20 – [link].

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Social Media Small Business Design Media 92

Mike Michalowicz

OCTOBER 19, 2015

Seth’s role there was to perform audits; prepare tax returns for Corporations, S-Corps, LLC’s, Partnerships; and bankruptcy compilation work for SEC reporting and litigation. Corporate Partners. An accounting firm based in Santa Monica, CA, specializing in bankruptcy, from 2001 to 2003. Show Links. www.schoolofbookkeeping.com.

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Video SEC Bankruptcy Wisconsin 60

Both Sides of the Table

MAY 15, 2010

Next Wednesday we’ll have Dana Settle of Greycroft Partners, a New York / LA early-stage venture capital fund. What are “Reg D” filings with the SEC and why does this make it harder to stay in stealth mode? But when the finally convert the debt to equity the round gets filed with the SEC and thus journalists often pick up on it.

Stealth 285

Stealth SEC Advertising Accredited Investor 285

Pascal's View

SEPTEMBER 29, 2008

According to the article, a report by the inspector general of the SEC asserts that “voluntary regulation does not work” and that the SEC’s oversight program for the investment banks “was fundamentally flawed from the beginning.” ” The article goes on to state: The report found that the S.E.C.

SEC 28

SEC New York America Programming 28

Agile VC

MARCH 13, 2012

Are they, were they, and the SEC were when a few brave souls were warning about Madoff to deaf ears? My partner @ LeeHower looks back: [link] 5 days ago Search. Damages could be in the BILLIONS. This is not about LAME. It is about an outright THEFT. Leader has already won on INFRINGEMENT. Where is the press? link] leehower.

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IP IPO Social Network Silicon Valley 100

YoungUpstarts

MARCH 1, 2017

But that’s just the point – if my partners and I had any idea how difficult the road would be, we never would have embarked on that path in the first place. Second, we thought the warm, fuzzy feel-good altruistic nature of our business would help us attract team members and partners to help pursue our cause.

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Cofounder SEC Startup Equity 100

www.geekwire.com

JULY 10, 2012

million of what partners hope will be a much larger fund. Meanwhile, SEC filings indicate that Frazier Healthcare and Voyager Capital — both of Seattle — are on the prowl for more money. GeekWire Partners. GeekWire Events. Startup Resources. Dispatches from the Digital Frontier. About GeekWire. Contact Us. STARTUP SPOTLIGHT.

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Venture Capital Seattle Cofounder Software Engineering 42

View from Seed

MARCH 12, 2015

These and other sites amalgamate data from SEC filings, press articles, and self-reported info, and they can help entrepreneurs understand not just what companies a VC invested in but at which round/stage.

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Term Sheet Cofounder SEC Portfolio 120